William D. Mcshane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William David Mcshane, who also goes by Dave Mcshane, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 18 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2015 - August 31, 2016
TREND ADVISORS, LLC
September 2, 2015 - April 29, 2021
NATIONAL WEALTH PARTNERS LLC
November 5, 2014 - May 18, 2015
ONE WEALTH MAP, LLC
February 3, 2010 - October 1, 2014
SAGE ADVISORY SERVICES LTD CO
March 21, 2007 - December 3, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 21, 2007 - December 3, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 16, 2006 - March 1, 2007
FIRST FOUNDERS SECURITIES, INC.
October 29, 2004 - January 5, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
October 6, 2004 - January 5, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
November 21, 2003 - March 24, 2004
JBS LIBERTY SECURITIES, INC.
December 7, 2000 - November 25, 2003
LUMENT SECURITIES, LLC
October 5, 1999 - September 15, 2000
WACHOVIA SECURITIES, INC.
May 13, 1999 - October 6, 1999
WACHOVIA BROKERAGE SERVICE
April 1, 1998 - August 21, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 5, 1997 - April 1, 1998
BARNETT INVESTMENTS, INC.
April 11, 1996 - March 10, 1997
KEY INVESTMENTS INC.
May 3, 1994 - December 31, 1994
THE INVESTMENT CENTER, INC.
September 3, 1993 - April 19, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 3, 1993 - April 19, 1994
OSAIC FA, INC.
May 5, 1993 - August 31, 1993
THE HUNTINGTON INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TREND ADVISORS, LLC
CRD#: 250788 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
