JW
Jeffrey J. Weronick
FIFTH THIRD SECURITIES
Norcross, GA 30093
Some features on this profile are disabled
CRD#: 2330081
JW
Professional summary
Jeffrey John Weronick, who also goes by Jeff John Weronick, Jeffrey John Weronick, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Norcross, Georgia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff John Weronick | Jeffrey John Weronick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - 03/2025 - Delta Community Retirement & Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 03/2025 - PTC Pet Nanny, LLC - Business Owner - Not Inv Related - 2 Hours/Month - GA 30269 - OBA Start Date: 01/01/2013 3) 03/20/2025 - Ash Brokerage - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:03/19/2025 - 4 Hrs/Mth - 1 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey John Weronick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey John Weronick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2025 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 6050 Singleton Square, Norcross, GA 30093Office #2: 3931 Buford Hwy Ne, Atlanta, GA 30345Office #3: 3344 Peachtree Road Ne Suite 1000, Atlanta, GA 30326Office #4: 4150 Macland Rd, Powder Springs, GA 30127Office #5: 2100 Roswell Road, Marietta, GA 30062Office #6: 3895 Cherokee Street Nw, Kennesaw, GA 30144Office #7: 2555 Piedmont Road Ne, Atlanta, GA 30324Office #8: 590 Cascade Avenue Sw, Atlanta, GA 30310Office #9: 133 Peachtree Street Ne, Suite 310, Atlanta, GA 30303Office #10: 1920 Powers Ferry Road, Marietta, GA 30067RIA
BD
CRD#: 628
Norcross, GA
Current
October 17, 2025 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 6050 Singleton Square, Norcross, GA 30093Office #2: 3931 Buford Hwy Ne, Atlanta, GA 30345Office #3: 3344 Peachtree Road Ne Suite 1000, Atlanta, GA 30326Office #4: 4150 Macland Rd, Powder Springs, GA 30127Office #5: 2100 Roswell Road, Marietta, GA 30062Office #6: 3895 Cherokee Street Nw, Kennesaw, GA 30144Office #7: 2555 Piedmont Road Ne, Atlanta, GA 30324Office #8: 590 Cascade Avenue Sw, Atlanta, GA 30310Office #9: 133 Peachtree Street Ne, Suite 310, Atlanta, GA 30303Office #10: 1920 Powers Ferry Road, Marietta, GA 30067RIA
BD
CRD#: 628
Norcross, GA
Past
March 17, 2025 - October 14, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
ATLANTA, GA
Past
March 14, 2025 - October 14, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
ATLANTA, GA
Past
January 9, 2024 - March 3, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DOUGLASVILLE, GA
Past
January 7, 2024 - March 3, 2025
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
DOUGLASVILLE, GA
Past
August 30, 2017 - December 15, 2023
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
ATLANTA, GA
Past
August 24, 2017 - December 15, 2023
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
May 12, 2010 - August 29, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ATLANTA, GA
Past
May 10, 2010 - August 29, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Past
January 25, 2006 - February 1, 2010
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ATLANTA, GA
Past
January 17, 2006 - February 1, 2010
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ATLANTA, GA
Past
November 19, 2003 - December 16, 2005
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ATLANTA, GA
Past
November 19, 2003 - December 16, 2005
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
ATLANTA, GA
Past
March 5, 2003 - November 4, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
ATLANTA, GA
Past
January 2, 2001 - November 4, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 2, 2001 - November 4, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
June 23, 1998 - October 23, 2000
DEMPSEY FINANCIAL NETWORK, INC.
BD
CRD#: 38330
ATLANTA, GA
Past
January 14, 1998 - June 22, 1998
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
April 29, 1996 - December 23, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(10/17/2025)
IAR
Georgia(10/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
