Mark D. Sherwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Donald Sherwin was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2021 - May 2, 2023
SAGE CAPITAL CONCEPTS
April 14, 2020 - May 5, 2020
CAPITAL MARKETS IQ, LLC
December 1, 2017 - March 30, 2018
SAGE CAPITAL ADVISORS
February 10, 2017 - May 10, 2017
SAGE CAPITAL ADVISORS
February 12, 2009 - August 10, 2015
SAGE CAPITAL ADVISORS
February 5, 2004 - June 1, 2007
SAGE CAPITAL ADVISORS
January 7, 2004 - July 12, 2004
CARTER, TERRY & COMPANY, INC.
February 3, 2003 - December 31, 2003
MUTUAL SERVICE CORPORATION
October 10, 2001 - January 21, 2003
SENTRA SECURITIES CORPORATION
December 12, 1996 - October 22, 2001
SHIELDS & COMPANY
July 27, 1995 - December 16, 1996
BARRON CHASE SECURITIES, INC.
March 23, 1993 - July 28, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SAGE CAPITAL CONCEPTS
CRD#: 313402 / SEC#:
Contact information
Red Flags
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