Frank P. Quartiero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Peter Quartiero was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1993. Frank had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2014 - December 14, 2015
QUASAR TRADING, LLC
February 1, 2013 - August 8, 2014
QUASAR TRADING, LLC
September 23, 2009 - February 1, 2013
LEGEND TRADING, LLC
May 10, 2007 - September 30, 2009
LEGEND SECURITIES, INC.
May 3, 2006 - November 27, 2006
G-2 TRADING,LLC
June 28, 2002 - August 23, 2002
DOMESTIC SECURITIES, INC.
August 12, 1997 - June 25, 2002
J.P. TURNER & COMPANY, L.L.C.
May 29, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
September 20, 1995 - June 13, 1996
COMMONWEALTH ASSOCIATES
May 17, 1995 - October 18, 1995
LCP CAPITAL CORP.
April 20, 1993 - June 30, 1993
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/15/2002
Limited Representative-Equity Trader ExamCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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