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Frank Peter Quartiero

CRD# 2329764·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Peter Quartiero was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1993 - 2015. Frank had worked at 10 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
September 17, 2014 - December 14, 2015
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
February 1, 2013 - August 8, 2014
LEGEND TRADING, LLC·CRD# 150567
BD
New York, NY
September 23, 2009 - February 1, 2013
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
May 10, 2007 - September 30, 2009
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
May 3, 2006 - November 27, 2006
DOMESTIC SECURITIES, INC.·CRD# 34721
BD
Montvale, NJ
June 28, 2002 - August 23, 2002
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 12, 1997 - June 25, 2002
ARGENT SECURITIES, INC.·CRD# 15297
BD
Atlanta, GA
May 29, 1996 - August 12, 1997
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
September 20, 1995 - June 13, 1996
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
May 17, 1995 - October 18, 1995
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
April 20, 1993 - June 30, 1993

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Current Firm

QT
QUASAR TRADING, LLC

BEAR TRADING, LLC | QUASAR TRADING, LLC

CRD#: 151974 / SEC#: 8-68416
BD
Terminated by SEC on 11/27/2017

Contact Information

Established

Delaware since 07/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BALASIS, ELIASMANAGING MEMBER5778292
SHALEV, ASSAFMANAGING MEMBER/CCO4538085
FULVIO, GENNARO JOHNFINOP2435828

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2002

Series 7 — General Securities Representative Examination

Passed Apr 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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