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Glen Fredrick Hackmann

CRD# 232973·Registered 1969 - 1998
Previously Registered: Being a previously registered professional could mean that Glen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glen Fredrick Hackmann was a registered financial advisor. Glen was a previously registered financial professional and started their career in finance 1969 - 1998. Glen had worked at 5 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 53 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

BAIRD/MARK CAPITAL GROUP, A FLORIDA GENERAL PARTNERSHIP·CRD# 21657
BD
May 7, 1992 - August 25, 1998
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
RIA
Milwaukee, WI
June 23, 1988 - May 4, 2021
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
September 20, 1984 - May 4, 2021
CONTISECURITIES, INC.·CRD# 6926
BD
March 14, 1980 - November 19, 1984
EQUISHARES CORPORATION·CRD# 7801
BD
April 26, 1979 - December 20, 1979
REINHOLDT & GARDNER INCORPORATED·CRD# 709
BD
August 1, 1969 - May 3, 1979

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Current Firm

BC
BAIRD/MARK CAPITAL GROUP, A FLORIDA GENERAL PARTNERSHIP

BAIRD/MARK CAPITAL GROUP, A FLORIDA GENERAL PARTNERSHIP | WILLIAMS MARK CAPITAL GROUP FOR THRIFTS

CRD#: 21657 / SEC#: 8-39122
BD
Terminated by SEC on 11/28/1998

Contact Information

Established

Florida since 10/01/1987

Firm Type

Partnership

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1983About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Jul 1969

Series 53 — Municipal Securities Principal Examination

Passed Jan 2023About the Series 53 exam

Series 40 — Registered Principal Examination

Passed Mar 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GH
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