Lisa S. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa S Butler, who also goes by Lisa Sharon Butler, Lisa S. Turner, Lisa Sharon Turner, Lisa Turner, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 2002. Lisa had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2020 - August 5, 2021
LION STREET FINANCIAL, LLC
July 30, 2002 - December 23, 2014
ICBA SECURITIES
July 30, 2002 - July 6, 2017
VINING-SPARKS IBG, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/1/2024
General Securities Representative ExaminationCurrent Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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