William D. Donner

DONNER'S FINANCIAL SERVICES

Port St. Lucie, FL

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CRD#: 2329584

Professional summary

William Derrick Donner, who also goes by William Derrick Donner Sr, is a registered financial advisor currently at DONNER'S FINANCIAL SERVICES INC. located in Port St. Lucie, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Derrick Donner Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Derrick Donner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2018 - Present

DONNER'S FINANCIAL SERVICES INC.

RIA

CRD#: 296838

Port St. Lucie, FL

Past

November 4, 2015 - May 18, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

LIVONIA, MI

Past

January 8, 2015 - May 18, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

LIVONIA, MI

Past

November 14, 2014 - December 19, 2014

SECURITIES AMERICA, INC.

CRD#: 10205

OAK PARK, MI

Past

December 12, 2013 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

OAK PARK, MI

Past

September 7, 1995 - September 11, 1995

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

March 2, 1995 - July 21, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

February 9, 1994 - March 28, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/12/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DONNER'S FINANCIAL SERVICES INC.

CRD#: 296838 / SEC#:

Florida

Registered Investment Advisory firm - (12/31/2025 Terminated)

Michigan

Registered Investment Advisory firm - (5/24/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Port St. Lucie, FL

Mailing Address

Phone number

(772) 353-5414

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 659,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William D. Donner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Derrick Donner's CRS (Customer Relationship Summary).

Certified licenses

Experience

DONNER'S FINANCIAL SERVICES INC.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

SECURITIES AMERICA, INC.

SUNSET FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

ESSEX NATIONAL SECURITIES, LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2015

Series 63

Date: 3/27/2014

SIE

Date: 5/18/2018

Series 6

Date: 12/12/2013

Current Firm

DONNER'S FINANCIAL SERVICES INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DONNER'S FINANCIAL SERVICES INC.

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