Jennifer A. Joyce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Ann Joyce, CFP®, who also goes by Jennifer Ann Burreson, Jennifer Ann Burresson, Jen Russell, Jennifer Ann Russell, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1993. Jennifer had worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - January 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 19, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
May 6, 2009 - January 10, 2022
FIDELITY BROKERAGE SERVICES LLC
January 1, 2008 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
March 15, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
November 23, 2004 - September 17, 2007
STRATEGIC ADVISERS LLC
July 16, 2004 - March 15, 2007
FIDELITY BROKERAGE SERVICES LLC
February 13, 2002 - August 26, 2004
FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT
March 25, 1993 - December 4, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
