Julie M. Jarvis

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CRD#: 2329521

Professional summary

Julie Mae Jarvis was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Julie is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Julie had worked at 2 firms, which includes CROSSROADS FINANCIAL PLANNING INC., CARILLON INVESTMENTS INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Julie Mae Schnipke | Julie Mae Utendorf | Julie Utendorfgray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 10, 2002 - May 28, 2009

CROSSROADS FINANCIAL PLANNING, INC.

RIA

CRD#: 120898

UPPER ARLINGTON, OH

Past

May 7, 1993 - December 1, 1994

CARILLON INVESTMENTS, INC.

CRD#: 14646

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 6

Date: 5/6/1993

Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

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