Malek P. Tawil
Professional summary
Malek Paul Tawil was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Malek is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Malek had worked at 3 firms, which includes ALEXANDER WESCOTT & CO. INC., FAIRCHILD FINANCIAL GROUP INC., L.C. WEGARD & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1997 - February 4, 1998
ALEXANDER, WESCOTT, & CO., INC.
November 10, 1995 - July 1, 1997
FAIRCHILD FINANCIAL GROUP, INC.
March 15, 1993 - November 1, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALEXANDER, WESCOTT, & CO., INC.
CRD#: 35935 / SEC#: , 8-46935
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE FINANCIAL COMMERCE NETWORK INC. | SHAREHOLDER/PARENT | |
| BACH, RICHARD HANS | CHAIRMAN AND CEO | 1011097 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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