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LH

Leonard Paul Hackett Jr

CRD# 232941·Registered 1970 - 2018
Previously Registered: Being a previously registered professional could mean that Leonard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leonard Paul Hackett JR, who also goes by L. Paul Hackett Jr., Paul Hackett, was a registered financial advisor. Leonard was a previously registered financial professional and started their career in finance 1970 - 2018. Leonard had worked at 7 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

L. Paul Hackett Jr., Paul Hackett

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

TACTICAL WEALTH SOLUTIONS, LLC·CRD# 139064
RIA
Aliso Viejo, CA
March 2, 2011 - December 31, 2018
GENERAL AMERICAN LIFE INSURANCE COMPANY·CRD# 3963
BD
July 7, 1986 - January 14, 1987
PORTFOLIO SECURITIES CORPORATION·CRD# 16522
BD
November 25, 1985 - November 3, 1987
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
July 1, 1985 - March 6, 1998
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
February 8, 1974 - July 19, 1985
GLICOA ASSOCIATES, INC.·CRD# 1947
BD
October 12, 1971 - February 8, 1974
NEW ENGLAND SECURITIES·CRD# 615
BD
October 12, 1970 - October 7, 1971

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Current Firm

TW
TACTICAL WEALTH SOLUTIONS, LLC

PRIME CAPITAL FINANCIAL | TACTICAL WEALTH SOLUTIONS, LLC | TACTICAL WEALTH SOLUTIONS, INC. | STRATEGIC WEALTH MANAGEMENT

CRD#: 139064

Contact Information

Main Address

33 Brookline, Aliso Viejo, CA 92656

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Nov 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LH
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