Richard L. Goodrich
Professional summary
Richard Lee Goodrich was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Richard had worked at 5 firms, which includes CENTEX SECURITIES INCORPORATED, PAULSON INVESTMENT COMPANY LLC, H.J. MEYERS & CO. INC., GLOBAL CAPITAL SECURITIES CORPORATION, CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1996 - July 12, 1996
CENTEX SECURITIES, INCORPORATED
March 10, 1995 - March 29, 1996
PAULSON INVESTMENT COMPANY LLC
May 11, 1994 - July 12, 1994
H.J. MEYERS & CO., INC.
July 29, 1993 - April 25, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
April 7, 1993 - July 19, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CENTEX SECURITIES, INCORPORATED
CRD#: 18493 / SEC#: , 8-43569
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDDICK, BRUCE ALAN | CHIEF EXECUTIVE OFFICER | 1124697 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 16 |
Red Flags
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