Michael V. Bevacqua
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Vincent Bevacqua was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2020 - December 31, 2022
SECURITIES AMERICA, INC.
June 5, 2014 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
May 18, 2004 - June 14, 2014
WRP INVESTMENTS, INC.
July 18, 2001 - May 21, 2004
MAIN STREET MANAGEMENT COMPANY
June 26, 2000 - July 23, 2001
METROPOLITAN LIFE INSURANCE COMPANY
June 26, 2000 - July 23, 2001
MSI FINANCIAL SERVICES, INC.
May 13, 1999 - July 11, 2000
SIGNATOR INVESTORS, INC.
March 26, 1997 - April 16, 1999
EQUITY SERVICES, INC.
August 18, 1995 - February 5, 1997
IFMG SECURITIES, INC.
February 22, 1995 - August 23, 1995
WALL STREET ACCESS
March 19, 1993 - February 23, 1995
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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