Andrew J. Peer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Peer, who also goes by Andrew Peer, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1993. Andrew had worked at 5 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2012 - January 12, 2018
ROSENBLATT SECURITIES INC.
August 2, 2011 - June 5, 2012
BTIG, LLC
November 10, 2009 - August 4, 2011
INSTINET, LLC
September 13, 1994 - August 21, 2009
VIRTU ITG LLC
July 12, 1994 - August 3, 1994
VIRTU ITG LLC
May 7, 1993 - July 20, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/16/2002
Limited Representative-Equity Trader ExamCurrent Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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