William C. Mcintosh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William C Mcintosh, who also goes by William Mcintosh, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1993. William had worked at 8 firms and has passed the Series 65, Series 63, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2015 - March 7, 2022
THE VERTICAL GROUP
July 17, 2012 - November 6, 2015
VANDHAM SECURITIES CORP.
October 7, 2010 - July 31, 2012
SECUREVEST FINANCIAL GROUP
March 23, 2004 - October 7, 2010
SOUND SECURITIES, LLC
January 2, 2002 - March 22, 2004
NORTHEAST SECURITIES, LLC
August 19, 1999 - January 22, 2002
RUMSON CAPITAL, LLC
March 22, 1995 - August 23, 1999
QUICK & REILLY, INC.
February 23, 1994 - February 8, 1995
APEX CLEARING CORPORATION
June 25, 1993 - August 2, 1993
QUICK & REILLY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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