Stanley L. Dalton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Lee Dalton, who also goes by Stan Dalton, was a registered financial advisor .
Stanley is a previously registered financial advisor and started their career in finance in 1993. Stanley had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2006 - December 31, 2011
CIC ADVISERS, LLC
March 10, 1997 - December 31, 2011
CAPITAL INVESTMENT GROUP, INC.
April 11, 1995 - March 10, 1997
INTERVEST INTERNATIONAL EQUITIES CORPORATION
April 6, 1993 - May 4, 1995
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CIC ADVISERS, LLC
CRD#: 130735 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
