James S. Meagher

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CRD#: 2328325

Professional summary

James Stewart Meagher was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

James is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, James had worked at 10 firms, which includes BOUSTEAD SECURITIES LLC, WORLD TRADE FINANCIAL CORPORATION, CHARDAN CAPITAL MARKETS LLC, NOBLE CAPITAL MARKETS INC., VIEWTRADE SECURITIES INC., SEABOARD SECURITIES INC., PROGRAM TRADING CORP., PARAGON CAPITAL MARKETS INC., BAIRD PATRICK & CO. INC., THE WELLINGTON GROUP INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Jamie Meagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 10, 2015 - May 9, 2016

BOUSTEAD SECURITIES, LLC

CRD#: 141391

New York, NY

Past

November 14, 2012 - December 12, 2014

WORLD TRADE FINANCIAL CORPORATION

CRD#: 42638

NEW YORK, NY

Past

October 22, 2009 - May 8, 2012

CHARDAN CAPITAL MARKETS LLC

CRD#: 120128

NEW YORK, NY

Past

February 21, 2007 - April 6, 2009

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

BOCA RATON, FL

Past

November 24, 2004 - February 20, 2007

VIEWTRADE SECURITIES, INC.

CRD#: 46987

BOCA RATON, FL

Past

July 2, 2003 - December 8, 2004

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

Past

November 1, 2002 - July 29, 2003

PROGRAM TRADING CORP.

CRD#: 36740

BOCA RATON, FL

Past

April 24, 1997 - April 2, 2002

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

October 10, 1995 - March 12, 1996

BAIRD, PATRICK & CO., INC.

CRD#: 1149

FAIRFIELD, NJ

Past

June 13, 1995 - September 25, 1995

BAIRD, PATRICK & CO., INC.

CRD#: 1149

FAIRFIELD, NJ

Past

March 23, 1995 - July 11, 1995

THE WELLINGTON GROUP, INC.

CRD#: 17814

NEW YORK, NY

Past

May 11, 1994 - January 27, 1995

BAIRD, PATRICK & CO., INC.

CRD#: 1149

FAIRFIELD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/12/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/10/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/12/2002

General Securities Principal Examination

Current Firm

BOUSTEAD SECURITIES, LLC

BOUSTEAD SECURITIES, LLC | MONARCH BAY SECURITIES, LLC | MONARCH BAY ASSOCIATES, LLC

CRD#: 141391 / SEC#: , 8-67384

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

6 Venture Suite 395, Irvine, CA 92618

Mailing Address

6 Venture Suite 395, Irvine, CA 92618

Phone number

(949) 295-1580

Established

California since 04/19/2006

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BOUSTEAD & COMPANY LIMITED	MEMBER
BULL, ROBERT LEE IV	FINOP & PRINCIPAL	1521134
MCCLORY, DANIEL JOSEPH	MEMBER	1390780
SMITH, LINCOLN JOSEPH JR	PRESIDENT/ CEO / CCO	2501422

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

James S. Meagher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD TRADE FINANCIAL CORPORATION

CHARDAN CAPITAL MARKETS LLC

NOBLE CAPITAL MARKETS, INC.

VIEWTRADE SECURITIES, INC.

SEABOARD SECURITIES, INC.

PROGRAM TRADING CORP.

PARAGON CAPITAL MARKETS, INC.

BAIRD, PATRICK & CO., INC.

BAIRD, PATRICK & CO., INC.

THE WELLINGTON GROUP, INC.

BAIRD, PATRICK & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/1994

SIE

Date: 5/9/2016

Series 55

Date: 8/12/1999

Series 7

Date: 5/10/1994

Series 24

Date: 12/12/2002

Current Firm

BOUSTEAD SECURITIES, LLC

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BOUSTEAD SECURITIES, LLC

TRUST BUT VERIFY

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