Katherine A. Somes
Professional summary
Katherine Ann Somes, CFA, who also goes by Katherine Ann Borchelt, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Pepper Pike, Ohio.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 1993. Katherine has worked at 7 firms and has passed the Series 66, SIE, Series 6, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Ann Somes's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2015 - Present
VALMARK SECURITIES, INC.
Office #1: 29425 Chagrin Blvd. Suite 100, Pepper Pike, OH 44122March 12, 2013 - February 20, 2014
ALLEGHENY INVESTMENTS, LTD.
March 29, 2010 - January 31, 2013
FREEDOM ONE INVESTMENT ADVISORS, INC.
June 14, 2006 - February 2, 2007
EQUITABLE ADVISORS, LLC
June 14, 2006 - February 2, 2007
EQUITABLE ADVISORS, LLC
February 22, 2006 - June 2, 2006
ACCOUNTING INVESTMENT SERVICES, INC.
October 7, 2003 - May 30, 2006
PRIM SECURITIES, INCORPORATED
June 6, 2003 - December 31, 2004
ACCOUNTING INVESTMENT SERVICES, INC.
June 3, 1993 - December 31, 1995
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2015)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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