James M. Callinan
Professional summary
James Martin Callinan, who also goes by James Martin Callinan, Jim Callinan, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Iselin, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Martin Callinan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2024 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 194 S Wood Ave, Iselin, NJ 08830June 17, 2015 - June 6, 2019
WELLS FARGO SECURITIES, LLC
September 25, 2014 - May 22, 2015
J.P. MORGAN SECURITIES LLC
January 22, 2010 - January 8, 2013
STANCHART SECURITIES INTERNATIONAL, INC.
August 5, 2008 - September 30, 2008
HARRISON LOVEGROVE AMERICAS L.P.
April 23, 2008 - August 20, 2014
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
December 1, 2006 - April 18, 2008
FIVE ARROWS CAPITAL MARKETS LLC
January 2, 2004 - April 11, 2008
ABN AMRO INCORPORATED
August 29, 2001 - January 7, 2004
CREDIT SUISSE SECURITIES (USA) LLC
October 30, 1996 - October 9, 2001
J.P. MORGAN SECURITIES INC.
October 12, 1995 - November 8, 1996
SANTANDER INVESTMENT SECURITIES INC.
October 24, 1994 - September 18, 1995
CIBC WORLD MARKETS CORP.
July 9, 1993 - October 10, 1994
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/17/1996
General Securities Sales Supervisor Examination (Options Module & General Module)24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
