Courtney B. Mckenna
Professional summary
Courtney Belle Mckenna, who also goes by Courtney Mckenna, is a registered financial advisor currently at ALTFEST PERSONAL WEALTH MANAGEMENT located in New York, New York.
Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Courtney has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Courtney Belle Mckenna's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
ALTFEST PERSONAL WEALTH MANAGEMENT
Office #1: 445 Park Avenue 6th Floor, New York, NY 10022May 25, 1999 - December 15, 2021
IAM CAPITAL CORPORATION
July 12, 1995 - April 15, 1996
NATIXIS SECURITIES AMERICAS LLC
May 25, 1993 - June 13, 1995
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/6/2025)
(1/30/2025)
(1/6/2025)
Exams
Series 7TO
Date: 7/1/2024
General Securities Representative ExaminationCurrent Firm
ALTFEST PERSONAL WEALTH MANAGEMENT
CRD#: 110130 / SEC#: 801-18320
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,191 |
| AUM (Assets Under Management) | $ 1,622,512,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 01/26/2024 | ||
| 01/11/2023 | ||
| 10/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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