Timothy R. Haber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Ralph Haber was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1969. Timothy had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2007 - October 16, 2017
CONCORD ADVISORS RIA
January 1, 2000 - October 4, 2022
VALMARK ADVISERS, INC.
November 20, 1997 - October 4, 2022
VALMARK SECURITIES, INC.
November 9, 1988 - December 11, 1997
SECURIAN FINANCIAL SERVICES, INC.
October 15, 1982 - October 29, 1988
NEW ENGLAND SECURITIES
May 21, 1969 - November 15, 1982
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 5/17/1969
Registered Representative ExaminationCurrent Firm
CONCORD ADVISORS RIA
CRD#: 120800 / SEC#:
Contact information
Red Flags
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