WL
William L. Lowe
BEACON CAPITAL MANAGEMENT
Dayton, OH 45459
Some features on this profile are disabled
CRD#: 2328135
WL
Professional summary
William Leo Lowe, who also goes by Bill Leo Lowe, William L Lowe, is a registered financial advisor currently at BEACON CAPITAL MANAGEMENT, INC. located in Dayton, Ohio and SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. William has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Leo Lowe | William L Lowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BOARD MEMBER OF THE INSURED RETIREMENT INSTITUTE. RECEIVES NO ANNUAL INCOME OR COMPENSATION. DEVOTES ON AVG 1 HR PER MONTH. 2) VALLEY CHURCH, NO, WEST DES MOINES IA, CHURCH ELDER. RECEIVES NO COMPENSATION, 4 HOURS PER MONTH, ASSIST IN GUIDING STRATEGY AND MISSION. 3) Meals from the Heartland, non-investment related. 357 Lincoln St, West Des Moines, IA 50265, Board Member Position. Start date 4-25-22. Approx 1 hour per month (no hours during trading). No compensation for this activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Leo Lowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2022 - Present
BEACON CAPITAL MANAGEMENT, INC.
Office #1: 7777 Washington Village Drive Suite 280, Dayton, OH 45459RIA
CRD#: 120641
Dayton, OH
Current
January 30, 2012 - Present
SAMMONS FINANCIAL NETWORK, LLC
Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266BD
CRD#: 158538
West Des Moines, IA
Past
December 11, 2012 - November 3, 2021
SPC
RIA
CRD#: 110692
WEST DES MOINES, IA
Past
September 1, 2009 - January 7, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
July 29, 2009 - January 18, 2011
DIRECTED SERVICES LLC
RIA
CRD#: 21675
WEST CHESTER, PA
Past
January 6, 2009 - January 18, 2011
DIRECTED SERVICES LLC
BD
CRD#: 21675
WEST CHESTER, PA
Past
November 14, 2005 - March 4, 2009
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
WINDSOR, CT
Past
October 14, 2004 - March 4, 2009
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
August 7, 2000 - September 6, 2000
ING FUNDS DISTRIBUTOR, INC.
BD
CRD#: 36461
WILMINGTON, DE
Past
December 8, 1997 - October 14, 2004
DIRECTED SERVICES LLC
BD
CRD#: 21675
WEST CHESTER, PA
Past
August 1, 1994 - June 11, 1999
ING FUNDS DISTRIBUTOR, INC.
BD
CRD#: 36461
WILMINGTON, DE
Past
January 27, 1994 - July 10, 2000
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
December 1, 1993 - January 28, 1994
AFD, INC.
BD
CRD#: 34047
NORTHBROOK, IL
Past
April 30, 1993 - October 28, 1993
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEACON CAPITAL MANAGEMENT, INC.
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - (6/13/2002 Approved)Florida
Registered Investment Advisory firm - (6/6/2002 Cancelled)Indiana
Registered Investment Advisory firm - (2/25/2003 Terminated)New York
Registered Investment Advisory firm - (1/14/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/9/2012)
RR
Alaska(2/9/2012)
RR
Arizona(2/9/2012)
RR
Arkansas(2/6/2012)
RR
California(2/9/2012)
RR
Colorado(2/15/2012)
RR
Connecticut(2/2/2012)
RR
Delaware(2/9/2012)
RR
District of Columbia(2/13/2012)
RR
Georgia(2/9/2012)
RR
Hawaii(2/14/2012)
RR
Idaho(2/9/2012)
RR
Illinois(2/6/2012)
RR
Indiana(2/14/2012)
RR
Iowa(1/31/2012)
IAR
Iowa(2/3/2022)
RR
Kansas(2/21/2012)
RR
Kentucky(2/9/2012)
RR
Louisiana(2/9/2012)
RR
Maine(2/23/2012)
RR
Maryland(2/9/2012)
RR
Massachusetts(2/14/2012)
RR
Michigan(2/9/2012)
RR
Minnesota(2/9/2012)
RR
Mississippi(2/9/2012)
RR
Missouri(2/6/2012)
RR
Montana(2/9/2012)
RR
Nebraska(2/9/2012)
RR
Nevada(2/6/2012)
RR
New Hampshire(2/9/2012)
RR
New Jersey(2/21/2012)
RR
New Mexico(2/6/2012)
RR
New York(2/9/2012)
RR
North Carolina(2/9/2012)
RR
North Dakota(2/9/2012)
RR
Ohio(2/10/2012)
RR
Oklahoma(2/9/2012)
RR
Oregon(2/2/2012)
RR
Pennsylvania(2/9/2012)
RR
Puerto Rico(7/21/2015)
RR
Rhode Island(2/3/2012)
RR
South Carolina(2/9/2012)
RR
South Dakota(2/9/2012)
RR
Tennessee(2/28/2012)
RR
Texas(2/1/2012)
RR
Utah(2/2/2012)
RR
Vermont(1/30/2012)
RR
Virgin Islands(2/9/2012)
RR
Virginia(2/9/2012)
RR
Washington(2/9/2012)
RR
West Virginia(2/15/2012)
RR
Wisconsin(2/9/2012)
RR
Wyoming(2/9/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BEACON CAPITAL MANAGEMENT, INC.
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - (6/13/2002 Approved)Florida
Registered Investment Advisory firm - (6/6/2002 Cancelled)Indiana
Registered Investment Advisory firm - (2/25/2003 Terminated)New York
Registered Investment Advisory firm - (1/14/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7777 Washington Village Drive Suite 280, Dayton, OH 45459
Mailing Address
Phone number
(937) 439-9093
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,893 |
| AUM (Assets Under Management) | $ 4,669,480,758 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEACON CAPITAL MANAGEMENT, INC.
CRD#: 120641Dayton, OH 45459TRUST BUT VERIFY
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