Arun Gowda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arun Gowda was a registered financial professional .
Arun is a previously registered financial professional and started their career in finance in 1993. Arun had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2022 - December 11, 2024
LYNX CAPITAL, LLC
December 3, 2019 - January 15, 2021
OLD CITY SECURITIES LLC
October 31, 2016 - January 19, 2018
UBS ASSET MANAGEMENT (US) INC.
February 27, 2014 - December 31, 2015
GUGGENHEIM FUND SOLUTIONS, LLC
June 20, 2012 - December 31, 2015
GUGGENHEIM SECURITIES, LLC
March 17, 2000 - June 14, 2005
UBS SECURITIES LLC
March 30, 1999 - December 31, 1999
OSPREY PARTNERS LLC
August 31, 1993 - March 12, 1997
MORGAN STANLEY & CO. LLC
March 26, 1993 - September 16, 1993
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LYNX CAPITAL, LLC
CRD#: 137178 / SEC#: , 8-67068
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEUTZ, THEODORE JOHN | PRESIDENT/CCO | 2333618 |
| MORGAN, WILLIAM ARTHUR | FINOP |
Red Flags
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