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Thomas D. Turner

THE 401K SOURCE
Boise, ID 83702
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CRD#: 2328021
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Professional summary


Thomas David Turner JR, who also goes by Thomas David Turner, is a registered financial advisor currently at THE 401K SOURCE, INC. located in Boise, Idaho.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Thomas David Turner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THE 401K SOURCE, INC.;INVESTMENT RELATED;1649 WEST SHORELINE DR., BOISE, ID; REGISTERED INVESTMENT ADVISER, OWNER, INVESTMENT ADVISER REPRESENTATIVE; 7/2007; 25 HOURS MONTH; 25 HOURS MONTH; FINANCIAL PLANNING FOR INDIVIDUALS (2) Canyon Greens, LLC; non-investment related; rental property; principal; 8 hours month (3) Anaklusmos; non-investment related; rental property; principal; 8 hours month (3) Wealth Management Associates; INVESTMENT RELATED;873 E. STATE STREET, EAGLE, ID; INVESTMENT ADVISER REPRESENTATIVE; 7/2023; 25 HOURS MONTH; 25 HOURS MONTH; FINANCIAL PLANNING FOR INDIVIDUALS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Thomas David Turner JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 3, 2015 - Present

THE 401K SOURCE, INC.

Office #1: 1649 W. Shoreline Drive Suite 102, Boise, ID 83702
RIA
CRD#: 133135
Boise, ID
Past

July 12, 2023 - February 11, 2025

CONTINUUM ADVISORY, LLC

RIA
CRD#: 283155
EAGLE, ID
Past

January 19, 2023 - March 21, 2023

CONTINUUM ADVISORY, LLC

RIA
CRD#: 283155
EAGLE, ID
Past

October 23, 2015 - June 3, 2016

WORLD INVESTMENT ADVISORS, LLC

RIA
CRD#: 208512
BOISE, ID
Past

May 25, 1999 - July 29, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
BOISE, ID
Past

March 9, 1999 - July 29, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
BOISE, ID
Past

June 25, 1998 - March 2, 1999

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

November 10, 1997 - June 22, 1998

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

April 6, 1993 - July 15, 1993

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(8/3/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/6/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/2001
General Securities Principal Examination

Current Firm


T4
THE 401K SOURCE, INC.
ROLLOVERGURU.COM | TURNER, THOMAS DAVID | THE 401K SOURCE, INC. | THE 401(K) SOURCE

CRD#: 133135 / SEC#:

Idaho
Registered Investment Advisory firm - (1/2/2025 Suspended)
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Contact information


Main Address
1649 W. Shoreline Drive Suite 102, Boise, ID 83702
Mailing Address
Phone number
(208) 287-4400
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts367
AUM (Assets Under Management)$ 91,321,892

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE 401K SOURCE, INC.

CRD#: 133135Boise, ID 83702

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Contact information


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