Jason R. Fry
Professional summary
Jason Ranor Fry, who also goes by Jason Ranor Fry, is a registered financial professional currently at APEX CLEARING CORPORATION located in Dallas, Texas.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1994. Jason has worked at 16 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 14, Series 53, Series 4, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Ranor Fry's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
APEX CLEARING CORPORATION
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201July 13, 2021 - April 29, 2024
MUFG SECURITIES AMERICAS INC.
December 11, 2020 - March 18, 2021
LEVEL FOUR FINANCIAL, LLC
October 2, 2019 - March 18, 2021
CRI M&A ADVISORS, LLC
September 11, 2019 - March 18, 2021
LEVEL FOUR ADVISORY SERVICES
February 17, 2017 - October 11, 2017
ESPOSITO PARTNERS, LLC
February 17, 2017 - January 16, 2019
ESPOSITO SECURITIES, LLC
December 1, 2016 - February 16, 2017
AVANTAX ADVISORY SERVICES
December 1, 2016 - February 16, 2017
AVANTAX INVESTMENT SERVICES, INC.
November 15, 2010 - December 31, 2014
URBANAMERICA ADVISORS, LLC
April 2, 2009 - July 6, 2016
PROVASI CAPITAL PARTNERS LP
June 28, 2005 - December 31, 2005
CLARK CONSULTING, INC.
January 23, 2004 - April 8, 2004
CLARK SECURITIES, INC.
February 5, 2003 - November 24, 2008
CLARK SECURITIES, INC.
April 29, 1997 - February 10, 2003
USAA INVESTMENT SERVICES COMPANY
April 29, 1997 - February 10, 2003
USAA INVESTMENT SERVICES COMPANY
March 7, 1995 - April 4, 1997
U.S. BANCORP SECURITIES
September 29, 1994 - August 11, 1995
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2024)
Exams
Series 57TO
Date: 12/29/2025
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 7/2/1996
General Securities Sales Supervisor Examination (Options Module & General Module)BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 49 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
APEX CLEARING CORPORATION
CRD#: 13071Dallas, TX 75201TRUST BUT VERIFY
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