Stan R. Rickner

SAGEOAK FINANCIAL

Tulsa, OK 74133-1738

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CRD#: 2327753

Professional summary

Stan Ray Rickner is a registered financial advisor currently at SAGEOAK FINANCIAL, LLC located in Tulsa, Oklahoma.

Stan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stan has worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) SEASONS RE, LLC; 6964 S 69TH AVE., TULSA, OK, 74133; OFFICE BUILDING RENTAL/OWNER/PARTNER; 1 HOUR/MONTH, 1 HOUR/MONTH DURING TRADING; MAY 2015 TO PRESENT. (2) SEASONS RE II, LLC; 1324 S GALVESTON AVE., TULSA, OK, 74127; RESIDENTIAL RENTAL PROPERTIES, OWNER; 1 HOUR/MONTH, NONE DURING TRADING; JUNE 2019 TO PRESENT. (3) QUINCINATTI, LLC; 1324 S. GALVESTON AVE., TULSA, OK 74127; RESIDENTIAL RENTAL PROPERTIES, OWNER; 1 HOUR/MONTH, NONE DURING TRADING; SEPTEMBER 2012 TO PRESENT. (4) LEADVILLE 400, LLC; 1324 S. GALVESTON AVE., TULSA, OK 74127; SHORT-TERM VACATION RENTAL IN LEADVILLE CO, OWNER; 1 HOUR/MONTH, NONE DURING TRADING; JANUARY 2017 TO PRESENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stan Ray Rickner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2021 - Present

SAGEOAK FINANCIAL, LLC

Office #1: 6964 S. 69th East Ave., Tulsa, OK 74133-1738

RIA

CRD#: 166927

Tulsa, OK

Past

October 15, 2018 - October 4, 2021

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

Tulsa, OK

Past

July 12, 2017 - October 15, 2018

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

TULSA, OK

Past

June 30, 2017 - October 14, 2021

LEXAURUM ADVISORS

RIA

CRD#: 6694

TULSA, OK

Past

May 18, 1993 - January 20, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEOAK FINANCIAL, LLC

SAGEOAK FINANCIAL, LLC | SEASONS FINANCIAL GROUP

CRD#: 166927 / SEC#: 801-122855

RIA

Registered Investment Advisory firm - (12/13/2021 Approved)

Oklahoma

Registered Investment Advisory firm - (12/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(10/4/2021)

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2000

General Securities Principal Examination

Current Firm

SAGEOAK FINANCIAL, LLC

SAGEOAK FINANCIAL, LLC | SEASONS FINANCIAL GROUP

CRD#: 166927 / SEC#: 801-122855

RIA

Registered Investment Advisory firm - (12/13/2021 Approved)

Oklahoma

Registered Investment Advisory firm - (12/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/17/2021 Terminated)

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Contact information

Main Address

6964 S. 69th East Ave., Tulsa, OK 74133-1738

Mailing Address

Phone number

(918) 627-3700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM DISCLOSURE BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	655
AUM (Assets Under Management)	$ 143,926,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stan R. Rickner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stan Ray Rickner's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

BROKER DEALER FINANCIAL SERVICES CORP.

LEXAURUM ADVISORS

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

SAGEOAK FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2005

Series 63

Date: 5/24/1993

Series 7TO

Date: 3/27/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1993

Series 24

Date: 6/5/2000

Current Firm

SAGEOAK FINANCIAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEOAK FINANCIAL, LLC

TRUST BUT VERIFY

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