Bennie E. Stephenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bennie Eugene Stephenson JR, CFP®, who also goes by Ben E Stephenson Jr, Ben E Stephenson, Ben Eugene Stephenson Jr, Bennie Eugene Stephenson, Bennie Stephenson, was a registered financial professional .
Bennie is a previously registered financial professional and started their career in finance in 1993. Bennie had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2025 - May 29, 2026
MERCER GLOBAL ADVISORS INC.
March 27, 2013 - June 25, 2013
PERSONAL FINANCIAL GROUP
March 22, 2013 - May 7, 2013
LPL FINANCIAL LLC
September 26, 2012 - March 5, 2013
WELLS FARGO CLEARING SERVICES, LLC
September 19, 2012 - March 5, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 23, 2010 - February 6, 2012
MORGAN STANLEY
March 31, 2010 - February 6, 2012
MORGAN STANLEY
December 21, 2007 - December 21, 2007
FINANCIAL ENGINES ADVISOR CENTER, LLC
August 6, 2007 - December 12, 2007
WATERSTONE FINANCIAL GROUP, INC.
August 2, 2007 - December 12, 2007
WATERSTONE FINANCIAL GROUP, INC.
February 5, 2002 - December 31, 2005
MML INVESTORS SERVICES, LLC
January 10, 2002 - December 31, 2005
MML INVESTORS SERVICES, LLC
January 1, 2002 - December 15, 2005
LEGACY FINANCIAL GROUP, INC.
August 3, 1998 - January 23, 2002
METROPOLITAN LIFE INSURANCE COMPANY
August 3, 1998 - January 23, 2002
MSI FINANCIAL SERVICES, INC.
January 30, 1994 - January 5, 1999
METLIFE INVESTORS DISTRIBUTION COMPANY
July 6, 1993 - September 8, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 15, 1993 - June 9, 1993
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
