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SR

Stephanie T. Rustad

HAMPTONROCK PARTNERS
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 2327465
SR

Professional summary

Stephanie Therese Rustad, who also goes by Stephanie Therese Ernst, is a registered financial professional currently at HAMPTONROCK PARTNERS located in Dallas, Texas and VERIT ADVISORS CAPITAL MARKETS LLC located in Chicago, Illinois.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephanie has worked at 10 firms and has passed the SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stephanie Therese Ernst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Therese Rustad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 10, 2025 - Present

HAMPTONROCK PARTNERS

Office #1: 100 Crescent Ct Ste 525, Dallas, TX 75201
BD
CRD#: 306647
Dallas, TX
Current

July 10, 2025 - Present

VERIT ADVISORS CAPITAL MARKETS LLC

Office #1: 181 W. Madison Street Suite 3745, Chicago, IL 60602
BD
CRD#: 170833
Chicago, IL
Current

July 31, 2025 - Present

SIKICH CORPORATE FINANCE LLC

Office #1: 1415 W. Diehl Rd., Suite 400, Naperville, IL 60563
BD
CRD#: 149024
NAPERVILLE, IL
Current

September 11, 2025 - Present

CLARION PARTNERS SECURITIES, LLC

Office #1: One Madison Avenue 14th Floor, New York, NY 10010Office #2: One Madison Avenue 14th Floor, New York, NY 10010
BD
CRD#: 166384
New York, NY
Current

December 23, 2025 - Present

ANICO FINANCIAL SERVICES, INC.

Office #1: One Moody Plaza, Suite 1463, Galveston, TX 77550
BD
CRD#: 158883
Galveston, TX
Past

April 15, 2025 - December 2, 2025

RUBICON CAPITAL ADVISORS

BD
CRD#: 283566
DUBLIN 4,
Past

June 7, 2012 - December 31, 2023

RIVERSOURCE DISTRIBUTORS, INC.

BD
CRD#: 139135
MINNEAPOLIS, MN
Past

June 7, 2012 - December 31, 2023

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
MINNEAPOLIS, MN
Past

June 7, 2012 - December 31, 2023

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

BD
CRD#: 26506
Minneapolis, MN
Past

June 6, 2006 - April 7, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Minneapolis, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/5/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/12/2025
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ANICO FINANCIAL SERVICES, INC.
ANICO FINANCIAL SERVICES, INC.

CRD#: 158883 / SEC#: , 8-68938

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
One Moody Plaza, Suite 1463, Galveston, TX 77550
Mailing Address
One Moody Plaza Suite 1463, Galveston, TX 77550
Phone number
(409) 621-7809
Established
Texas since 12/21/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN NATIONAL INSURANCE COMPANYDIRECT OWNER
LUIKART, THAD MICHAELDIRECTOR, PRESIDENT & CEO5111050
RUSTAD, STEPHANIE THERESEFINOP2327465
WHITE, STACEY LEIGHAVP, CHIEF COMPLIANCE OFFICER2721039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANICO FINANCIAL SERVICES, INC.

CRD#: 158883Dallas, TX 75201

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