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Nancy Kay Narusiewicz

MINDER NARUSIEWICZ
MENDOTA HEIGHTS, MN
·CRD# 2327417·17 years experience

Professional Summary

Nancy Kay Narusiewicz, who also goes by Nancy Kay Minder, Nancy Minder, is a registered financial advisor currently at MINDER NARUSIEWICZ, INC. located in Mendota Heights, Minnesota and OSAIC WEALTH, INC. located in Woodbury, Minnesota. Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Nancy has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nancy Kay Minder, Nancy Minder

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

MINDER NARUSIEWICZ, INC.·CRD# 115028
RIA
720 Main St Ste 209, Mendota Heights, MN 55118
January 30, 2014 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
670 Commerce Drive Ste# 250, Woodbury, MN 55125
September 1, 2023 - Present
OSAIC SERVICES, INC.·CRD# 133763
BD
Woodbury, MN
September 25, 2009 - September 1, 2023

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Current Firm

MN
MINDER NARUSIEWICZ, INC.

MINDER ALBRECHT ADVISORS INC. | MINDER NARUSIEWICZ, INC. | MINDER FINANCIAL SERVICES, INC.

CRD#: 115028
Minnesota
Registered Investment Advisory firm - Minnesota (10/17/1996 Approved)

Contact Information

Main Address

670 Commerce Drive Suite 250, Woodbury, MN 55125

Phone Number

(651) 209-7699

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

54

AUM (Assets Under Management)

$27,099,636

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY SERVICES, INDEPENDEN RIA, YES; MINDER NARUSIEWICZ, INC., 720 MAIN STREET, SUITE 209, MENDOTA HEIGHTS, MN 55118; INVESTMENT ADVISOR; 2014; FINANCIAL PLANNING 2) MINDER NARUSIEWICZ, INC. POSITION: Vice President NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/08/2010 ADDRESS: 720 Main Street, Suite 209, Mendota Heights MN 55118, United States DESCRIPTION: Financial planning and portfolio management 3. MINDER NARUSIEWICZ, INC. POSITION: President/Owner NATURE: Corporation, Registered Investment Adviser INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 670 Commerce Drive, Suite 250, Woodbury MN 55125, United States DESCRIPTION: Preparation of tax returns 4. NANCY K NARUSIEWICZ POSITION: Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2014 ADDRESS: 670 Commerce Drive, Suite 250, Woodbury MN 55125, United States DESCRIPTION: Life, Health, and Annuity Sales 5. MINDER NARUSIEWICZ, INC. POSITION: Registered Investment Advisor NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/08/2010 ADDRESS: 670 Commerce Dr, Suite 250, Woodbury MN 55125, United States DESCRIPTION: Financial planning and portfolio management

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/1/2023)
RR
California
(9/1/2023)
RR
Colorado
(9/1/2023)
RR
Florida
(9/1/2023)
RR
Maine
(2/26/2025)
RR
Massachusetts
(2/26/2025)
RR
Michigan
(5/15/2026)
IAR
Minnesota
(1/30/2014)
RR
Minnesota
(9/1/2023)
RR
Montana
(1/9/2026)
RR
New Jersey
(9/1/2023)
RR
Pennsylvania
(2/26/2025)
RR
Texas
(2/13/2026)
RR
Virginia
(9/1/2023)
RR
Wisconsin
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2010About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2009About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2011About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Nancy Kay Narusiewicz's CRS (Customer Relationship Summary).

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