Nancy K. Narusiewicz

MINDER NARUSIEWICZ

MENDOTA HEIGHTS, MN 55118

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CRD#: 2327417

Professional summary

Nancy Kay Narusiewicz, who also goes by Nancy Kay Minder, Nancy Minder, is a registered financial advisor currently at MINDER NARUSIEWICZ, INC. located in Mendota Heights, Minnesota and OSAIC WEALTH, INC. located in Woodbury, Minnesota.

Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Nancy has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nancy Kay Minder | Nancy Minder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY SERVICES, INDEPENDEN RIA, YES; MINDER NARUSIEWICZ, INC., 720 MAIN STREET, SUITE 209, MENDOTA HEIGHTS, MN 55118; INVESTMENT ADVISOR; 2014; FINANCIAL PLANNING 2) INSURANCE; NANCY NARUSIEWICZ, 720 MAIN STREET SUITE 209, MENDOTA HEIGHTS, MN 55118; SOLE PRO; 2014; SALE OF INSURANCE 3) MINDER NARUSIEWICZ, INC. POSITION: Vice President/Owner NATURE: Corporation, Registered Investment Adviser INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017; ADDRESS: 720 Main Street, Suite, 209, Mendota Heights MN 55118, United States; DESCRIPTION: Preparation of tax returns 4) MINDER NARUSIEWICZ, INC. POSITION: Vice President NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/08/2010 ADDRESS: 720 Main Street, Suite 209, Mendota Heights MN 55118, United States DESCRIPTION: Financial planning and portfolio management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Kay Narusiewicz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2014 - Present

MINDER NARUSIEWICZ, INC.

Office #1: 720 Main St Ste 209, Mendota Heights, MN 55118

RIA

CRD#: 115028

MENDOTA HEIGHTS, MN

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 670 Commerce Drive Ste# 250, Woodbury, MN 55125

RIA

CRD#: 23131

Woodbury, MN

Past

September 25, 2009 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

WOODBURY, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/1/2023)

California
(9/1/2023)

Colorado
(9/1/2023)

Florida
(9/1/2023)

Maine
(2/26/2025)

Massachusetts
(2/26/2025)

IAR

Minnesota
(1/30/2014)

Minnesota
(9/1/2023)

New Jersey
(9/1/2023)

Pennsylvania
(2/26/2025)

Virginia
(9/1/2023)

Wisconsin
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/16/2011

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MINDER NARUSIEWICZ, INC.

MINDER ALBRECHT ADVISORS INC. | MINDER NARUSIEWICZ, INC. | MINDER FINANCIAL SERVICES, INC.

CRD#: 115028 / SEC#:

Minnesota

Registered Investment Advisory firm - (10/17/1996 Approved)

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Contact information

Main Address

670 Commerce Drive Suite 250, Woodbury, MN 55125

Mailing Address

Phone number

(651) 209-7699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 25,205,030

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nancy K. Narusiewicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nancy Kay Narusiewicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2010

Series 63

Date: 1/26/2010

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2009

Series 53

Date: 3/16/2011

Series 24

Date: 12/1/2010

FINRA

Current Firm

MINDER NARUSIEWICZ, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MINDER NARUSIEWICZ, INC.

TRUST BUT VERIFY

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