Martin A. Haas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Allen Haas, who also goes by Martin A Haas, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1968. Martin had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 1992 - December 31, 2005
MOODY CAPITAL SOLUTIONS, INC
July 11, 1991 - July 27, 1992
KANE & COMPANY, INC.
April 8, 1991 - June 18, 1991
CENPAC SECURITIES CORP.
January 2, 1991 - March 6, 1991
FINANCIAL EQUITIES RESOURCES, INC.
June 18, 1987 - July 20, 1990
ESCALATOR SECURITIES, INC.
June 20, 1985 - June 30, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
May 24, 1984 - June 12, 1985
CITIWIDE SECURITIES CORP.
January 21, 1971 - June 26, 1984
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 12, 1968 - January 31, 1971
HARVARD INVESTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/27/1967
Registered Representative ExaminationCurrent Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
