David A. Piccolo

PICCOLO INVESTMENT CONSULTING

DENTON, TX 76205

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CRD#: 2327089

Professional summary

David Aaron Piccolo is a registered financial advisor currently at PICCOLO INVESTMENT CONSULTING, LLC located in Denton, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROYALTIES FROM THE PRODUCTION OF OIL AND GAS 0 HOURS SINCE 10/95 DENTON, TX. ALSO, OWN AN OFFICE BUILDING WHICH IS LEASED TO THREE TENANTS. APPROXIMATELY 5 HOURS SPENT PER MONTH ON THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Piccolo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2014 - Present

PICCOLO INVESTMENT CONSULTING, LLC

Office #1: 700 Londonderry Lane Ste 400, Denton, TX 76205

RIA

CRD#: 170272

DENTON, TX

Past

April 20, 1993 - April 7, 2014

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

DENTON, TX

Past

March 24, 1993 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 24, 1993 - April 7, 2014

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

DENTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/10/2024)

IAR

Texas
(3/20/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PICCOLO INVESTMENT CONSULTING, LLC

ALLEN CHICK INVESTING, LLC | PICCOLO INVESTMENT CONSULTING, LLC

CRD#: 170272 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/1/2024 Approved)

Texas

Registered Investment Advisory firm - (3/20/2014 Approved)

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Contact information

Main Address

700 Londonderry Lane Ste 400, Denton, TX 76205

Mailing Address

Phone number

(940) 215-0101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 79,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Piccolo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Piccolo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PICCOLO INVESTMENT CONSULTING, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/19/1993

Series 7

Date: 11/21/1997

Series 6

Date: 3/19/1993

Current Firm

PICCOLO INVESTMENT CONSULTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PICCOLO INVESTMENT CONSULTING, LLC

TRUST BUT VERIFY

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