Dennis R. Fahy
Professional summary
Dennis Robert Fahy, who also goes by Dennis R Fahy, is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and FMX EXECUTION, LLC located in New York, New York.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1993. Dennis has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Robert Fahy's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2021 - Present
BGC FINANCIAL, L.P.
Office #1: 199 Water Street 19th Floor, New York, NY 10038June 2, 2024 - Present
FMX EXECUTION, LLC
Office #1: 199 Water Street , New York, NY 10038September 22, 2014 - January 2, 2015
DINOSAUR FINANCIAL GROUP, L.L.C
August 21, 2009 - July 31, 2012
BGC FINANCIAL, L.P.
August 22, 2008 - September 15, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
March 22, 2001 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
February 23, 1993 - November 15, 2000
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2021)
Exams
Series 7TO
Date: 12/10/2021
General Securities Representative ExaminationCboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
FMX EXECUTION, LLC
CRD#: 154075 / SEC#: , 8-68606
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FENICS MARKETS XCHANGE, LLC | SOLE MEMBER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| RINALDO, MARK J | CHIEF OPERATING OFFICER | 4824739 |
| SCOTTO, LOUIS JAMES | CHIEF EXECUTIVE OFFICER | 1483052 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Red Flags
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