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MF

Marc Nathan Feigenbaum

CRD# 2326903·Registered 1993 - 2015
Previously Registered: Being a previously registered professional could mean that Marc is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marc Nathan Feigenbaum was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1993 - 2015. Marc had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MIDAMERICA FINANCIAL SERVICES, INC.·CRD# 47351
BD
Joplin, MO
January 29, 2015 - May 19, 2015
EDI FINANCIAL, INC.·CRD# 15699
BD
Irving, TX
April 11, 2005 - December 31, 2012
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
September 22, 2003 - September 7, 2004
ADVANCED PLANNING SECURITIES, INC.·CRD# 14382
BD
Smithtown, NY
January 25, 2001 - August 21, 2003
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
September 16, 1998 - January 31, 2001
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
January 3, 1994 - August 27, 1998
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
July 7, 1993 - January 21, 1994
BISHOP, ROSEN & CO., INC.·CRD# 1248
BD
New York, NY
April 6, 1993 - July 13, 1993

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Current Firm

MF
MIDAMERICA FINANCIAL SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC. | STEELE INVESTMENT SERVICES, INC.

CRD#: 47351 / SEC#: 8-51758
BD
Terminated by SEC on 01/05/2016

Contact Information

Established

Iowa since 04/05/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
S & M, LTD.SHAREHOLDER—
DEEMER, BRUCE HARLANSECRETARY4590562
KELLER, MATTHEW BRIANPRESIDENT, CHIEF COMPLIANCE OFFICER5582015

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MF
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