Robert T. Gillin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Gillin, who also goes by Robert Thomas Gillin Mr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 7 firms and has passed the Series 63, Series 25, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2012 - December 31, 2012
MERIDIAN EQUITY PARTNERS, INC.
October 29, 2009 - October 7, 2010
TAFFERER TRADING, LLC
September 5, 2006 - October 30, 2009
MERIDIAN EQUITY PARTNERS, INC.
October 21, 2004 - August 31, 2005
RAFFERTY CAPITAL MARKETS, LLC
September 10, 2003 - October 21, 2004
SYNDICATED CAPITAL, INC.
October 17, 2000 - March 3, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 1995 - November 30, 2000
PERSHING LLC
September 27, 1993 - October 12, 1995
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 12/12/2006
NYSE Trading Assistant ExaminationSeries 55
Date: 11/5/1999
Limited Representative-Equity Trader ExamCurrent Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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