Michael T. Cronin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Timothy Cronin, who also goes by Michael Cronin, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 11 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2013 - August 3, 2018
WALL STREET ACCESS
January 28, 2010 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
September 5, 2006 - January 13, 2010
DEMATTEO RESEARCH LLC
November 11, 2003 - September 6, 2006
LABRANCHE FINANCIAL SERVICES, LLC
March 29, 2002 - April 30, 2003
W.R. HAMBRECHT + CO., LLC
November 1, 2000 - May 3, 2001
GLEACHER & COMPANY SECURITIES, INC.
March 22, 2000 - November 9, 2000
ADVEST, INC.
June 29, 1998 - January 12, 1999
UBS SECURITIES LLC
March 12, 1996 - June 29, 1998
SBC WARBURG DILLON READ INC.
August 12, 1994 - March 7, 1996
WELLS FARGO CLEARING SERVICES, LLC
November 18, 1993 - August 11, 1994
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/12/2004
Limited Representative-Equity Trader ExamCurrent Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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