Angelo A. Alleca
Professional summary
Angelo Anthony Alleca was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Angelo is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Angelo had worked at 5 firms, which includes SUMMIT WEALTH MANAGEMENT INC, TREND TRADER LLC, LANDMARK INVESTMENT GROUP INC, EDWARD JONES, AMERIPRISE ADVISOR SERVICES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2009 - December 31, 2013
SUMMIT WEALTH MANAGEMENT, INC
May 30, 2006 - May 27, 2008
TREND TRADER, LLC
December 1, 1998 - April 10, 2006
LANDMARK INVESTMENT GROUP, INC
January 4, 1996 - January 15, 1998
EDWARD JONES
May 5, 1993 - May 31, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/9/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 3/16/1998
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 8
Date: 5/13/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SUMMIT WEALTH MANAGEMENT, INC
CRD#: 105714 / SEC#: 801-29339
Contact information
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