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Anthony L. Debenedictis

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CRD#: 2326689
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Lucas Debenedictis, who also goes by Anthony L Debenedirtis, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 11 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony L Debenedirtis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 13, 2008 - June 26, 2008

BASIS FINANCIAL, LLC

BD
CRD#: 43694
NEW YORK, NY
Past

May 18, 2007 - January 28, 2008

MCBARRON CAPITAL LLC

BD
CRD#: 131431
GREENWICH, CT
Past

January 19, 2006 - May 30, 2007

EASTBROOK CAPITAL GROUP LLC

BD
CRD#: 39781
NEW YORK, NY
Past

November 15, 2004 - February 15, 2006

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

April 24, 2002 - November 16, 2004

WESTROCK ADVISORS, INC.

BD
CRD#: 114338
NEW YORK, NY
Past

November 23, 2001 - April 26, 2002

SANDGRAIN SECURITIES LLC

BD
CRD#: 26004
GARDEN CITY, NY
Past

April 16, 2001 - November 16, 2001

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY
Past

January 2, 2001 - April 30, 2001

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

September 9, 1998 - January 2, 2001

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

April 28, 1997 - September 8, 1998

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

June 6, 1996 - May 2, 1997

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/26/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/5/1996
General Securities Representative Examination

Current Firm

BF
BASIS FINANCIAL, LLC
BASIS FINANCIAL, LLC | OMNI SECURITIES, L.L.C.

CRD#: 43694 / SEC#: , 8-50367

BD
Terminated by SEC on 02/14/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 07/15/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SOUTHEASTERN FINANCIAL HOLDINGSSHAREHOLDER
KARAPETYAN, ARMENPRESIDENT

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASIS FINANCIAL, LLC

CRD#: 43694

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