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Anthony Lucas Debenedictis

CRD# 2326689·Registered 1996 - 2008
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Lucas Debenedictis, who also goes by Anthony L Debenedirtis, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1996 - 2008. Anthony had worked at 11 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony L Debenedirtis

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BASIS FINANCIAL, LLC·CRD# 43694
BD
New York, NY
February 13, 2008 - June 26, 2008
MCBARRON CAPITAL LLC·CRD# 131431
BD
Greenwich, CT
May 18, 2007 - January 28, 2008
EASTBROOK CAPITAL GROUP LLC·CRD# 39781
BD
New York, NY
January 19, 2006 - May 30, 2007
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
November 15, 2004 - February 15, 2006
WESTROCK ADVISORS, INC.·CRD# 114338
BD
New York, NY
April 24, 2002 - November 16, 2004
SANDGRAIN SECURITIES LLC·CRD# 26004
BD
Garden City, NY
November 23, 2001 - April 26, 2002
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
April 16, 2001 - November 16, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
January 2, 2001 - April 30, 2001
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
September 9, 1998 - January 2, 2001
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
April 28, 1997 - September 8, 1998
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
June 6, 1996 - May 2, 1997

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Current Firm

BF
BASIS FINANCIAL, LLC

BASIS FINANCIAL, LLC | OMNI SECURITIES, L.L.C.

CRD#: 43694 / SEC#: 8-50367
BD
Terminated by SEC on 02/14/2013

Contact Information

Established

Texas since 07/15/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SOUTHEASTERN FINANCIAL HOLDINGSSHAREHOLDER—
KARAPETYAN, ARMENPRESIDENT—

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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