Evan B. Blum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Brian Blum was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1993. Evan had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2022 - December 21, 2022
HILCO CORPORATE FINANCE, LLC
October 3, 2007 - June 2, 2008
CEA ATLANTIC ADVISORS, LLC
September 20, 2000 - December 20, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 1993 - October 19, 1999
CEA, INC.
April 6, 1993 - May 5, 1993
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/18/2022
Investment Banking Registered Representative ExaminationCurrent Firm
HILCO CORPORATE FINANCE, LLC
CRD#: 282060 / SEC#: , 8-69699
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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