Richard E. Dinger
Professional summary
Richard Edward Dinger, who also goes by Rick Dinger, is a registered financial professional currently at CAPITAL RESEARCH BROKERAGE SERVICES, LLC located in Pasadena, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Edward Dinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2011 - Present
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
Office #1: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105June 30, 2009 - November 22, 2011
WOODBURY FINANCIAL SERVICES, INC.
July 1, 2004 - December 5, 2008
PRUCO SECURITIES, LLC.
May 24, 1995 - April 19, 2004
SIGNATOR FINANCIAL SERVICES, INC.
June 6, 1994 - December 31, 1994
WMA SECURITIES, INC.
April 27, 1993 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2011)
Exams
FINRA
Current Firm
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
CRD#: 40823 / SEC#: , 8-49213
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ODELL, JOHN PATRICK | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 1908737 |
Red Flags
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