Elaine L. Levey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Linda Levey, who also goes by Elaine Itzkowitz, Elaine Levey, was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 1993. Elaine had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 11 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2009 - October 26, 2012
TD AMERITRADE, INC.
November 23, 2009 - October 26, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 4, 2006 - October 26, 2012
TD AMERITRADE, INC.
August 27, 1999 - January 24, 2005
GBS FINANCIAL CORP.
March 24, 1993 - September 14, 1993
WESTERN SELECT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 8/26/1999
Assistant Representative-Order Processing Qualification ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 83 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
