Steven A. Blankstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Blankstein, who also goes by Steven Allan Blankstein, Steven Blankstein, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1969. Steven had worked at 13 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1989 - June 3, 1989
EMANUEL AND COMPANY
March 21, 1988 - January 30, 1990
GLOBAL CAPITAL SECURITIES, INC.
July 27, 1987 - September 16, 1987
BREAN MURRAY & CO., INC.
September 30, 1986 - February 13, 1989
MOSTEL & TAYLOR SECURITIES INC.
September 2, 1986 - September 9, 1986
HAMILTON, GRANT & COMPANY, INC.
May 27, 1986 - July 23, 1987
UNIVERSAL SECURITIES OF AMERICA, INC.
February 13, 1986 - March 10, 1986
M. RIMSON & CO., INC.
January 29, 1986 - February 25, 1986
PHILIPS, APPEL & WALDEN, INC.
August 29, 1985 - March 10, 1986
STARR SECURITIES, INC.
May 14, 1985 - October 3, 1985
HICKEY, KOBER, INCORPORATED
August 2, 1984 - October 23, 1984
ROONEY, PACE INC.
September 22, 1981 - August 3, 1984
KUHNS BROTHERS & LAIDLAW, INC.
May 30, 1979 - November 19, 1984
EVANS & CO., INC.
November 10, 1969 - June 4, 1979
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/16/1968
Registered Representative ExaminationCurrent Firm
EMANUEL AND COMPANY
CRD#: 7309 / SEC#: , 8-19007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
