DG
David F. Gwynn
FLFS ADVISORY LLC
VICTOR, NY 14564
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CRD#: 232599
DG
Professional summary
David Foote Gwynn is a registered financial advisor currently at FLFS ADVISORY LLC located in Victor, New York and LPL FINANCIAL LLC located in Victor, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. David has worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 05/2025 - FLFS Advisory LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2025 - 86 hours per month/ 70 hours during trading - I provide investment advisory services through FLFS Advisory LLC, an independent investment advisor firm. I started this business activity in 05/2025. I expect to spend approximately 86 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2- 05/2025 - Finger Lakes Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/1983 - 172 hours per month/ 13 hours during trading 3- 05/2025 - LaSalle Associates - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 08/01/1983 - 20 hours per month/ 5 hours during trading
CRS (Client Relationship Summary) - RIA
Click below to view David Foote Gwynn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2025 - Present
FLFS ADVISORY LLC
Office #1: 29 Lasalle Parkway, Victor, NY 14564RIA
CRD#: 334771
VICTOR, NY
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
Office #1: 29 Lasalle Parkway, Victor, NY 14564RIA
BD
CRD#: 6413
VICTOR, NY
Past
May 1, 2025 - July 22, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
April 1, 2021 - May 1, 2025
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Victor, NY
Past
October 26, 2018 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
VICTOR, NY
Past
January 2, 1998 - May 1, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
VICTOR, NY
Past
February 13, 1995 - December 31, 1997
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
January 13, 1995 - February 6, 1995
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
January 25, 1980 - January 20, 1995
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
February 11, 1969 - March 11, 1980
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FLFS ADVISORY LLC
FLFS ADVISORS LLC | FLFS ADVISORY LLC
CRD#: 334771 / SEC#: 801-132387
RIA
Registered Investment Advisory firm - (4/14/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2025)
RR
Connecticut(5/1/2025)
RR
Florida(5/5/2025)
RR
Georgia(5/1/2025)
RR
Illinois(5/1/2025)
RR
Maine(5/1/2025)
RR
Maryland(5/1/2025)
RR
Massachusetts(5/1/2025)
RR
Michigan(5/1/2025)
RR
New Hampshire(5/1/2025)
RR
New Jersey(5/1/2025)
IAR
New York(4/29/2025)
RR
New York(5/1/2025)
RR
North Carolina(5/1/2025)
RR
Ohio(5/1/2025)
RR
Pennsylvania(5/1/2025)
RR
South Carolina(5/1/2025)
RR
Texas(5/1/2025)
RR
Virginia(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/7/1969
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
FA
FLFS ADVISORY LLC
FLFS ADVISORS LLC | FLFS ADVISORY LLC
CRD#: 334771 / SEC#: 801-132387
RIA
Registered Investment Advisory firm - (4/14/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 Lasalle Parkway, Victor, NY 14564
Mailing Address
Phone number
(646) 395-3900
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 142,196,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLFS ADVISORY LLC
CRD#: 334771Victor, NY 14564TRUST BUT VERIFY
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