JUSTIN S. WHILEY
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CRD#: 2325917
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
JUSTIN SPENCER WHILEY was a registered financial professional .
JUSTIN is a previously registered financial professional and started their career in finance in 1993. JUSTIN had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.
Biography
Justin began his career in the financial services industry more than 25 years ago, having been a part of the company since its inception. As one of the original members of Wealth Enhancement Group, Justin has been instrumental in helping create the “Team Approach” that makes Wealth Enhancement Group distinct. In addition to being a Senior Financial Advisor, Justin has held roles in the financial planning, marketing, and account review departments. Justin understands the importance of the team approach to helping clients. He is a multi-winner (2017-2023) of the Five Star Wealth Manager award as noted in Mpls.St.Paul Magazine and Twin Cities Business magazine.*
One of Justin’s primary passions in life is martial arts and he is currently a coach of the U.S. National Kickboxing team. Having been a martial arts coach and mentor for more than 30 years, Justin’s strength is listening and guiding people to help them pursue their personal and financial objectives.
*Award criteria based on 10 objective criteria associated with providing quality services to clients such as credentials, experience and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2017, 2018, 2019, 2020, 2021, 2022 or 2023 FIVE STAR Wealth Managers. Awarded 11/01/16 for the period of 2/25/16 - 10/14/16. Awarded 12/01/17 for the period of 2/23/17 - 10/13/17. Awarded 12/01/18 for the period of 3/23/18 - 10/23/18. Awarded 12/01/19 for the period of 3/01/19 - 10/25/19. Awarded 12/01/20 for the period of 3/30/20 - 10/23/20. Awarded 12/01/21 for the period of 3/29/21 - 10/08/21. Awarded 12/01/22 for the period of 3/14/22 - 10/18/22.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/01/2007 - WEALTH ENHANCEMENT GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% TIME SPENT - AGENT SELLING FIXED INSURANCE
2. 03/12/2007 - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - INV REL - REGISTERED INVESTMENT ADVISOR - 100% TIME SPENT - REGISTERED INVESTMENT ADVISOR
3. 08/31/2015 - JUSTIN WHILEY WEG, INC - INV REL - 2615 DUPONT AVENUE S MINNEAPOLIS, MN 55408 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 10/01/2007 - NO TIME SPENT - FOR TAX PURPOSES ONLY
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 12, 2007 - October 3, 2024
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
February 2, 2007 - May 19, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
PLYMOUTH, MN
Past
February 2, 2007 - November 19, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
PLYMOUTH, MN
Past
November 2, 2006 - October 3, 2024
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
PLYMOUTH, MN
Past
December 19, 2001 - February 9, 2007
SII INVESTMENTS, INC.
BD
CRD#: 2225
WAYZATA, MN
Past
March 2, 1998 - December 20, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
February 1, 1997 - August 4, 1998
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
February 9, 1996 - July 15, 1996
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
June 23, 1995 - October 30, 1995
PIM FINANCIAL SERVICES, INC.
BD
CRD#: 10547
SAN MARCOS, CA
Past
November 29, 1994 - June 16, 1995
PIM FINANCIAL SERVICES, INC.
BD
CRD#: 10547
SAN MARCOS, CA
Past
August 27, 1993 - November 30, 1994
WFG SECURITIES CORPORATION
BD
CRD#: 13169
MIDDLETON, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WE
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Phone number
(763) 417-1700
Established
Minnesota since 06/02/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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Company Information
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Senior Vice President, Financial AdvisorCRD#: 130139TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
