Michael L. Acampora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lawrence Acampora was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 3, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2022 - January 23, 2023
REGIMENT SECURITIES, LLC.
April 24, 2012 - March 14, 2013
COASTAL TRADE SECURITIES, LLC
April 15, 2008 - May 26, 2011
RBC CAPITAL MARKETS, LLC
September 26, 2003 - April 24, 2008
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
May 3, 1999 - July 19, 1999
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/26/2022
General Securities Representative ExaminationSeries 55
Date: 5/28/2008
Limited Representative-Equity Trader ExamCurrent Firm
REGIMENT SECURITIES, LLC.
CRD#: 311302 / SEC#: , 8-70607
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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