Jack N. Beloshapka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Nicholas Beloshapka was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1993. Jack had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2008 - December 31, 2021
AVANTAX ADVISORY SERVICES
September 21, 2007 - December 31, 2021
AVANTAX INVESTMENT SERVICES, INC.
September 18, 2003 - December 31, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 12, 2002 - December 31, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 1999 - February 6, 2002
INVESTMENT PLANNERS, INC.
August 13, 1996 - December 31, 1997
CETERA WEALTH SERVICES, LLC
September 26, 1995 - June 24, 1996
CINCINNATI ANALYSTS, INC.
May 19, 1994 - September 5, 1995
SECURITIES AMERICA, INC.
March 31, 1993 - March 4, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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