Bianca E. Capo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bianca Esther Capo, who also goes by Blanca Esther Capo, Bianca Esther Jacobs, Blanca Esther Jacobs, was a registered financial professional .
Bianca is a previously registered financial professional and started their career in finance in 1993. Bianca had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - May 13, 2014
BB&T INVESTMENT SERVICES, INC.
August 3, 2009 - May 13, 2014
BB&T INVESTMENT SERVICES, INC.
June 27, 2006 - July 13, 2009
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
February 8, 2006 - July 13, 2009
LASALLE ST SECURITIES, L.L.C.
May 13, 2003 - January 23, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
May 13, 2003 - January 23, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
October 1, 2000 - May 6, 2003
WELLS FARGO CLEARING SERVICES, LLC
March 3, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
July 15, 1993 - December 7, 1993
IDS LIFE INSURANCE COMPANY
July 15, 1993 - December 7, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
