Mark W. Eicker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Eicker, who also goes by Mark W Eicker, Mark Eicker, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2015 - July 2, 2019
STERLING GLOBAL STRATEGIES, LLC
March 8, 2012 - December 31, 2014
STERLING GLOBAL STRATEGIES LLC
August 26, 2009 - March 9, 2010
ALLSTATE FINANCIAL SERVICES, LLC
October 21, 2008 - September 1, 2009
NRP FINANCIAL, INC.
December 18, 2007 - April 25, 2008
PACIFIC SELECT DISTRIBUTORS, LLC
January 18, 2006 - December 19, 2007
TOUCHSTONE SECURITIES, INC.
October 12, 2004 - January 3, 2006
GLOBAL ATLANTIC DISTRIBUTORS, LLC
July 27, 2001 - September 15, 2003
UBS FINANCIAL SERVICES INC.
July 6, 2001 - September 15, 2003
UBS FINANCIAL SERVICES INC.
January 30, 1994 - July 11, 2001
CITIGROUP GLOBAL MARKETS INC.
June 18, 1993 - September 16, 1993
FORTA FINANCIAL GROUP, INC.
March 11, 1993 - June 10, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STERLING GLOBAL STRATEGIES, LLC
CRD#: 172404 / SEC#: 801-80635
Contact information
Red Flags
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