JB
John P. Brogan
BLACKROCK INVESTMENT MANAGEMENT
Atlanta, GA 30306
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CRD#: 2324859
JB
Professional summary
John Patrick Brogan, who also goes by John Brogan, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Atlanta, Georgia and BLACKROCK INVESTMENTS, LLC located in Atlanta, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 2 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Brogan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Nicholas House; Homeless Shelter for Families; Member of Corporate Leadership Council; Planning Strategy Fund Raising; 2; Start Date: 01/01/2022 (2) Nicholas House; Homeless Shelter for Families; Board Member / Finance Committee Member; Advise on budgeting spending capital campaigns services offered fund raising etc.; 2; Start Date: 01/01/2023
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Brogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2011 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306RIA
CRD#: 108928
Atlanta, GA
Current
June 27, 2011 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 725 Ponce De Leon Ave Ne, Atlanta, GA 30306BD
CRD#: 38642
Atlanta, GA
Past
January 15, 2009 - November 15, 2010
NUVEEN FUND ADVISORS, LLC
RIA
CRD#: 104626
CHICAGO, IL
Past
June 22, 2001 - January 15, 2009
RITTENHOUSE ASSET MANAGEMENT, INC.
RIA
CRD#: 106562
RADNOR, PA
Past
April 30, 2001 - November 15, 2010
NUVEEN SECURITIES, LLC
BD
CRD#: 469
CHICAGO, IL
Past
April 16, 1997 - May 16, 2001
2480 SECURITIES LLC
BD
CRD#: 41964
DAYTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2021)
RR
Alaska(7/1/2021)
RR
Arizona(7/1/2021)
RR
Arkansas(7/1/2021)
RR
California(7/1/2021)
RR
Colorado(3/9/2021)
RR
Connecticut(7/1/2021)
RR
Delaware(7/1/2021)
RR
District of Columbia(7/1/2021)
RR
Florida(6/27/2011)
RR
Georgia(6/27/2011)
IAR
Georgia(7/19/2011)
RR
Hawaii(7/1/2021)
RR
Idaho(7/1/2021)
RR
Illinois(7/1/2021)
RR
Indiana(7/1/2021)
RR
Iowa(7/1/2021)
RR
Kansas(7/1/2021)
RR
Kentucky(7/1/2021)
RR
Louisiana(7/1/2021)
RR
Maine(7/1/2021)
RR
Maryland(7/1/2021)
RR
Massachusetts(7/1/2021)
RR
Michigan(7/1/2021)
RR
Minnesota(7/1/2021)
RR
Mississippi(7/1/2021)
RR
Missouri(7/1/2021)
RR
Montana(7/1/2021)
RR
Nebraska(7/1/2021)
RR
Nevada(7/1/2021)
RR
New Hampshire(7/1/2021)
RR
New Jersey(6/27/2011)
IAR
New Jersey(8/3/2011)
RR
New Mexico(7/1/2021)
RR
New York(6/27/2011)
RR
North Carolina(7/1/2021)
RR
North Dakota(7/1/2021)
RR
Ohio(7/2/2021)
RR
Oklahoma(7/1/2021)
RR
Oregon(7/1/2021)
RR
Pennsylvania(7/1/2021)
RR
Puerto Rico(4/21/2025)
RR
Rhode Island(7/1/2021)
RR
South Carolina(1/21/2015)
RR
South Dakota(7/1/2021)
RR
Tennessee(11/21/2022)
RR
Texas(7/1/2021)
RR
Utah(7/1/2021)
RR
Vermont(7/1/2021)
RR
Virgin Islands(4/21/2025)
RR
Virginia(7/1/2021)
RR
Washington(7/1/2021)
RR
West Virginia(7/1/2021)
RR
Wisconsin(7/1/2021)
RR
Wyoming(7/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 2/16/1993
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
