John E. Backlund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edwards Backlund was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 1 firm and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 1993 - March 27, 1995
SIGNATURE BROKER-DEALER SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATURE BROKER-DEALER SERVICES, INC.
CRD#: 24377 / SEC#: , 8-41134
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIGNATURE FINANCIAL GROUP, INC. | PARENT CORPORATION | |
| CHADWICK, DONALD SCOTT | DIRECTOR | 1949768 |
| COOLIDGE, PHILIP WARREN | CHAIRMAN/DIRECTOR/CEO/PRESIDENT | 1399259 |
| DAVIDOFF, ROBERT GEORGE | DIRECTOR | 1057374 |
| DORSEY, CHRISTINE DRAPEAU | SECRETARY | 3051957 |
| DOWNS, LINWOOD CILLEY | TREASURER | 2149831 |
| HACKETT, LEEDS | DIRECTOR | 1950104 |
| JAKUBOSKI, SUSAN | ASSISTANT SECRETARY, ASSISTANT TREASURER | 1809680 |
| LEVINE, LAURENCE EDWARD | DIRECTOR | 1596332 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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