Bryan E. Smith

NAMCOA

Fort Myers, FL

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CRD#: 2324786

Professional summary

Bryan Evan Smith, CFP® is a registered financial advisor currently at NAMCOA located in Fort Myers, Florida.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bryan has worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADVISER OCCASIONALLY PRACTICES IN LIFE AND HEALTH INSURANCE CONSULTING AND/OR SALES. NOT INVESTMENT RELATED, LESS THAN 10 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Evan Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

January 9, 2008 - Present

NAMCOA

Office #2: 15050 Elderberry Lane Suite 6-1, Fort Myers, FL 33907

RIA

CRD#: 133978

Fort Myers, FL

Past

January 1, 2012 - June 15, 2012

MSC - BD, LLC

CRD#: 142927

LAKE OSWEGO, OR

Past

January 7, 2008 - January 21, 2010

MSC - BD, LLC

CRD#: 142927

FORT MYERS, FL

Past

February 9, 2007 - January 14, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FORT MYERS, FL

Past

February 9, 2007 - January 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FORT MYERS, FL

Past

April 5, 2006 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

FORT MYERS, FL

Past

February 2, 2006 - February 9, 2007

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

FORT MYERS, FL

Past

March 10, 1993 - September 7, 1993

INDEPENDENCE CAPITAL CO., INC.

CRD#: 24723

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAMCOA

CRD#: 133978 / SEC#: 801-66945

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

Florida

Registered Investment Advisory firm - (11/20/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(10/29/2024)

IAR

Florida
(1/9/2008)

IAR

Ohio
(10/17/2025)

IAR

Texas
(10/17/2025)

IAR

Washington
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/4/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/8/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NAMCOA

CRD#: 133978 / SEC#: 801-66945

RIA

Registered Investment Advisory firm - (7/5/2006 Approved)

Florida

Registered Investment Advisory firm - (11/20/2006 Terminated)

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Contact information

Main Address

107 Kilson Drive Suite 206, Mooresville, NC 28117

Mailing Address

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

Phone number

(239) 593-5525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/31/2025)

ADV WRAP BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 312,332,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan E. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Evan Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

MSC - BD, LLC

MSC - BD, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

INDEPENDENCE CAPITAL CO., INC.

Primary Firm SEC Registration

NAMCOA

State Registrations and Notice Filings

Exams

Series 66

Date: 4/4/2006

Series 7

Date: 2/1/2006

Series 6

Date: 3/8/1993

Current Firm

NAMCOA

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAMCOA

TRUST BUT VERIFY

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